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David Hume
Life and Works
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David Hume (April 26, 1711 – August 25, 1776)
was a Scottish philosopher and historian and, with Adam Smith
and Thomas Reid among others, one of the most important figures
in the Scottish Enlightenment. Many regard Hume as the third and
most radical of the so-called British Empiricists, after the
English John Locke and the Anglo-Irish George Berkeley; this
bracketing of Hume, Locke, and Berkeley, though traditional,
ignores the major influence on Hume of various French and
German writers such as Kant and Voltaire, as well as various
other figures on the Anglophone intellectual landscape such
as Isaac Newton, Samuel Clarke, Francis Hutcheson, and Joseph
Butler.
Historians most famously see Humean philosophy as a thoroughgoing
form of Scepticism, but many commentators have argued that the
element of Naturalism has no less importance. Hume scholarship
has tended to oscillate over time between those who emphasize
the sceptical side of Hume (such as Reid, Greene, and the
logical positivists), and those who emphasize the naturalist
side (such as Norman Kemp Smith, Stroud, and Galen Strawson).
Career
Hume was born in Edinburgh and attended Edinburgh University.
At first he considered a career in law, but came to have, in
his words, "an insurmountable aversion to everything but the
pursuits of philosophy and general learning".
He did some self-study in France, where he also completed A
Treatise of Human Nature at the age of twenty-six. Although
many scholars today consider the Treatise to be Hume's most
important work and one of the most important books in the
history of philosophy, the public in England did not at first
agree. Hume himself described the (lack of) public reaction
to the publication of the Treatise in 1739–40 by writing that
the book "fell dead-born from the press".
After a few years of service to various political and military
figures, Hume returned to his studies. After deciding that the
Treatise had problems of style rather than of content, he
reworked some of the material for more popular consumption in
An Enquiry Concerning Human Understanding. It did not prove
extremely successful either, but more so than the Treatise.
Hume failed to gain chairs of philosophy in Edinburgh and in
Glasgow, probably due to charges of atheism, and to the
opposition of one of his chief critics, Thomas Reid.
However, between philosophical pursuits, Hume did achieve literary
fame as an essayist and historian. Attention to his works grew
after no less a philosopher than Immanuel Kant credited Hume
with awakening him from "dogmatic slumber" (circa 1770).
Legacy
Though Hume wrote in the 18th century, his work seems still
uncommonly relevant in the philosophical disputes of today
compared to that of his contemporaries. A summary of some of
Hume's most influential work in philosophy might include the
following:
The Problem of Causation
When one event causes another, most people think that we are
aware of a connection between the two that makes the second
event follow from the first. Hume challenged this belief,
noting that whereas we do perceive the two events, we don't
perceive any necessary connection between the two. And how
else but through perception could we gain knowledge of this
mysterious connection? Hume denied that we could have any
idea of causation other than the following: when we see that
two events always occur together, we tend to form an
expectation that when the first occurs, the second will
soon follow. This constant conjunction and the expectation
thereof is all that we can know of causation, and all that
our idea of causation can amount to. Such a lean conception
robs causation of all its force, and some later Humeans like
Bertrand Russell have dismissed the notion of causation
altogether as something akin to superstition. But this
violates common sense, thereby creating the problem of
causation – what justifies our belief in a causal connection
and what kind of connection could we have knowledge of? – a
problem which has no accepted solution. Hume seems to have
held the view that we (as well as other animals) have an
instinct-like belief in causality based on the development
of habits in our nervous system, a belief that we cannot
eliminate but which we cannot prove true by any kind of
argument, deductive or inductive, just as is the case with
regard to our belief in the reality of the external world.
For relevant contemporary work, see Wesley Salmon's Hume
and the Problem of Causation and Causality and Explanation.
The Problem of Induction
We all think that the past acts as a reliable guide to
the future. For example, physicists' laws of planetary
orbits work for describing past planetary behavior, so we
presume that they'll work for describing future planetary
behavior as well. But how can we justify this presumption –
the principle of induction? Hume suggested two possible
justifications and rejected them both:
1. The first justification states that, as a matter of
logical necessity, the future must resemble the past.
But, Hume pointed out, we can conceive of a chaotic,
erratic world where the future has nothing to do with
the past – or, more tamely, a world just like ours right
up until the present, at which point things change
completely. So nothing makes the principle of induction
logically necessary.
2. The second justification, more modestly, appeals
only to the past reliability of induction – it's always
worked before, so it will probably continue to work.
But, Hume pointed out, this justification uses circular
reasoning, justifying induction by an appeal that
requires induction to gain any force.
The problem of justifying induction remains with us. Hume
seems to hold the view that we (as well as other animals)
have an instinct-like belief that the future will resemble
the past based on the development of habits in our nervous
system, a belief that we cannot eliminate but which we
cannot prove true by any kind of argument, deductive or
inductive, just as is the case with regard to our belief
in the reality of the external world.
For relevant contemporary work, see Richard Swinburne's
compilation The Justification of Induction.
The Bundle Theory of the Self
We tend to think that we are the same person we were five
years ago. Though we've changed in many respects, the same
person appears present as was present then. We might start
thinking about which features can be changed without changing
the underlying self. Hume, however, denies that there is a
distinction between the various features of a person and the
mysterious self that supposedly bears those features. After
all, Hume pointed out, when you start introspecting, you
notice a bunch of thoughts and feelings and perceptions and
such, but you never perceive any substance you could call
"the self". So as far as we can tell, Hume concludes, there
is nothing to the self over and above a big, fleeting bundle
of perceptions. Note in particular that, on Hume's view,
these perceptions do not belong to anything. Rather, Hume
compares the soul to a commonwealth, which retains its identity
not by virtue of some enduring core substance, but by being
composed of many different, related, and yet constantly changing
elements. The question of personal identity then becomes a
matter of characterizing the loose cohesion of one's personal
experience. (Note that in the Appendix to the Treatise, Hume
said mysteriously that he was dissatisfied with his account
of the self, and yet he never returned to the issue!)
For relevant contemporary work, see Derek Parfit's Reasons
and Persons.
Practical Reason: Instrumentalism and Nihilism
Most of us find some behaviors more reasonable than others.
Eating aluminum foil, for example, seems to have something
unreasonable about it. But Hume denied that reason has any
important role in motivating or discouraging behavior. After
all, reason is just a sort of calculator of concepts and
experience. What ultimately matters, Hume said, is how we
feel about the behavior. His work begat the doctrine of
instrumentalism, which states that an action is reasonable
if and only if it serves the agent's goals and desires,
whatever they be. Reason can enter the picture only as a
lackey, informing the agent of useful facts concerning which
actions will serve his goals and desires, but never deigning
to tell the agent which goals and desires he should have. So,
if you want to eat aluminum foil, reason will tell you where
to find the stuff, and there's nothing unreasonable about
eating it or even wanting to do so.
Instrumentalism went on to become the orthodox view of practical
reason in economics, rational choice theory, and some other
social sciences. But, some commentators argue, Hume actually
went a step further to nihilism and said there's nothing
unreasonable about deliberately frustrating your own goals
and desires ("I want to eat aluminum foil, so let me wire my
mouth shut"). Such behavior would surely be highly irregular,
granting reason no role at all, but it would not be contrary
to reason, which is impotent to make judgments in this domain.
For relevant contemporary work, see Jean Hampton's The Authority
of Reason and David Schmidtz's Rational Choice and Moral Agency.
Moral Anti-realism and Motivation
Drawing on his attack on reason's role in judging behavior,
Hume argues that immoral behavior is not immoral by being
against reason. He first claims that moral beliefs are
intrinsically motivating – if you believe killing is wrong, you
will be ipso facto motivated not to kill and to criticize
killing and so on (moral internalism). He then reminds us that
reason alone can motivate nothing – reason discovers matters
of fact and logic, and it depends on our desires and
preferences whether apprehension of those truths will motivate
us. Consequently, reason alone cannot yield moral beliefs.
Hume proposed that morality ultimately rests upon sentiment,
with reason only paving the way for our sensitive judgments
by analysis of the moral matter in question. This argument
against founding morality on reason is now one in the stable
of moral anti-realist arguments; Humean philosopher John
Mackie argued that, for moral facts to be real facts about
the world and, at the same time, intrinsically motivating, they
would have to be very weird facts. So we have every reason to
disbelieve in them.
For relevant contemporary work, see J. L. Mackie's Ethics:
Inventing Right and Wrong, Mackie's Hume's Moral Theory,
David Brink's Moral Realism and the Foundation of Ethics,
and Michael Smith's The Moral Problem.
Free Will versus Indeterminism
Just about everyone has noticed the apparent conflict between
free will and determinism – if your actions were determined
to happen billions of years ago, then how can they be up to
you? But Hume noted another conflict, one that turned the problem
of free will into a full-fledged dilemma: free will is incompatible
with indeterminism. Imagine that your actions are not determined by
what events came before. Then your actions are, it seems, completely
random. Moreover, and most importantly for Hume, they are not
determined by your character – your desires, your preferences, your
values, etc. How can we hold someone responsible for an action that
did not result from his character? How can we hold someone responsible
for an action that randomly occurred? Free will seems to require
determinism, because otherwise, the agent and the action wouldn't
be connected in the way required of freely chosen actions. So now,
nearly everyone believes in free will, free will seems inconsistent
with determinism, and free will seems to require determinism. Hume's
view is that human behavior, like everything else, is caused, and
therefore holding people responsible for their actions should focus
on rewarding them or punishing them in such a way that they will try
to do what is morally desirable and will try to avoid doing what is
morally reprehensible. (See also Compatibilism.)
For a relevant contemporary work, see Daniel C. Dennett's Freedom
Evolves.
The is-ought problem
Hume noted that many writers talk about what ought to be on the
basis of statements about what is. But there seems to be a big
difference between descriptive statements (what is) and prescriptive
statements (what ought to be). Hume calls for writers to be on their
guard against changing the subject like that, not without giving an
explanation of how the ought-statements are supposed to follow from
the is-statements. But how exactly can you derive an 'ought' from
an 'is'? That question, prompted by Hume's small paragraph, has become
one of the central questions of ethical theory, and Hume is usually
assigned the position that such a derivation is impossible. (Others
interpret Hume as saying not that one cannot go from a factual
statement to an ethical statement, but that one cannot do so without
going through human nature, that is, without paying attention to human
sentiments.) G. E. Moore defended a similar position with his "open
question argument", intended to refute any identification of moral
properties with natural properties—the so-called "naturalistic
fallacy".
Utilitarianism
It was probably Hume who, along with his fellow members of the Scottish
Enlightenment, first advanced the idea that the explanation of moral
principles is to be sought in the utility they tend to promote. Hume's
role is not to be overstated, of course; it was his countryman Francis
Hutcheson who coined the utilitarian slogan "greatest happiness for the
greatest numbers". But it was from reading Hume's Treatise that Jeremy
Bentham first felt the force of a utilitarian system: he "felt as if
scales had fallen from [his] eyes". Nevertheless, Hume's
proto-utilitarianism is a peculiar one from our perspective. He doesn't
think that the aggregation of cardinal units of utility provides a
formula for arriving at moral truth. On the contrary, Hume was a moral
sentimentalist and, as such, thought that moral principles could not
be intellectually justified. Some principles simply appeal to us and
others don't; and the reason why utilitarian moral principles do
appeal to us is that they promote our interests and those of our
fellows, with whom we sympathize. Humans are hard-wired to approve of
things that help society – public utility. Hume used this insight to
explain how we evaluate a wide array of phenomena, ranging from social
institutions and government policies to character traits and talents.
The Problem of Miracles
One way to support a religion is by appeal to miracles. But Hume argued
that, at minimum, miracles could never give religion much support. There
are several arguments suggested by Hume's essay, all of which turn on
his conception of a miracle: namely, a violation of the laws of nature
by God. One argument claims that it's impossible to violate the laws of
nature. Another claims that human testimony could never be reliable
enough to countermand the evidence we have for the laws of nature. The
weakest and most defensible claims that, due to the strong evidence we
have for the laws of nature, any miracle claim is in trouble from the
get-go, and needs strong supporting evidence to defeat our initial
presumptions. In a slogan, extraordinary claims require extraordinary
evidence. This point has been most applied to the question of the
resurrection of Jesus, where Hume would no doubt ask, "Which is more
likely – that a man rose from the dead or that this testimony is
mistaken in some way?" Or, more blandly, "Which is more likely – that
Uri Geller can really bend spoons with his mind or that there is
some trick going on?" This argument is the backbone of the sceptic's
movement and a live issue for historians of religion. For a critical
and technical (Bayesian) analysis of Hume, see John Earman's Hume's
Abject Failure – the title of which gives you an idea of his
assessment. For a rebuttal of Earman's interpretation of Hume,
see Robert Fogelin's A Defense of Hume on Miracles.
The Design Argument
One of the oldest and most popular arguments for the existence of
God is the design argument – that all the order and 'purpose' in the
world bespeaks a divine origin. Hume gave the classic criticism of
the design argument, and though the issue is far from dead, many are
convinced that Hume killed the argument for good. Here are some of
his points:
1. For the design argument to work, it needs to be true that
about the only time we see order and perceived purpose is
when it results from design. But we see order all the time,
resulting from presumably mindless processes like generation
and vegetation. Design accounts for only a tiny part of our
experience with order and "purpose".
2. Supposing the design argument worked, it could not (in of
itself) support a robust theism; one could easily reach the
conclusion that the universe's configuration is the result of
some morally ambiguous, possibly unintelligent agent or agents
whose method bears a remote similarity to human design.
3. For the design argument to reach its logical conclusion,
God's mental order and functioning needs explanation, as we
could otherwise leave the universe's order, etc unexplained.
4. Often, what appears to be purpose, where it looks like
object X has feature F in order to secure some outcome O,
is better explained by a filtering process: that is, object
X wouldn't be around did it not possess feature F, and
outcome O is only interesting to us, a human projection of
goals onto nature. This mechanical explanation of teleology
anticipated natural selection.
For relevant contemporary work, see J. C. A. Gaskin's Hume's
Philosophy of Religion, and Richard Swinburne's The Existence
of God; for a view from a philosopher of biology, see Elliott
Sober's Philosophy of Biology, ch. 2.
Conservatism and Political Theory
Many regard David Hume as a political conservative, sometimes
calling him the first conservative philosopher. He expressed
suspicion of attempts to reform society in ways that departed
from long-established custom, and he counselled people not
to resist their governments except in cases of the most
egregious tyranny. However, he resisted aligning himself with
either of Britain's two political parties, the Whigs and the
Tories, and he believes that we should try to balance our
demands for liberty with the need for strong authority,
without sacrificing either. He supported liberty of the
press, and was sympathetic to democracy, when suitably
constrained. It has been argued that he was a major inspiration
for James Madison's writings, and the Tenth Federalist in
particular. He was also, in general, an optimist about social
progress, believing that, thanks to the economic development
that comes with the expansion of trade, societies progress
from a state of "barbarism" to one of "civilization".
Civilized societies are open, peaceful and sociable, and their
citizens are as a result much happier. It is therefore not
fair to characterise him, as Leslie Stephen did, as favouring
"that stagnation which is the natural ideal of a sceptic".
(Leslie Stephen, History of English Thought in the Eighteenth
Century, 2 vols. (London: Smith, Elder and Co., 1876), vol.
2, 185.)
For more, see Douglas Adair's "That Politics May Be Reduced
to a Science: David Hume, James Madison and the Tenth
Federalist" in Fame and the Founding Fathers; Donald W
Livingston, Hume's Philosophy of Common Life; John B Stewart,
Opinion and Reform in Hume's Political Philosophy.
Works
* A Treatise of Human Nature: Being an Attempt to introduce
the experimental Method of Reasoning into Moral Subjects.
(1739–40)
o Book 1: "Of the Understanding" His treatment of
everything from the origin of our ideas to how they
are to be divided. Important statements of Scepticism.
o Book 2: "Of the Passions" Treatment of emotions.
o Book 3: "Of Morals" Moral ideas, justice, obligations,
benevolence.
Hume intended to see whether the Treatise met with success,
and if so to complete it with books devoted to Politics and
Criticism. (It did not meet with success, and so was not
completed.)
* An Enquiry Concerning Human Understanding (1748)
Contains reworking of the main points of the Treatise, Book
1, with the addition of material on free will, miracles, and
the argument from design.
* An Enquiry Concerning the Principles of Morals (1751)
Another reworking of material from the Treatise for more
popular appeal. Hume regarded this as the best of all his
philosophical works, both in its philosophical ideas and
in its literary style.
* Dialogues Concerning Natural Religion (posthumous)
Discussions between fictional characters Cleanthes, Philo,
and Demea. They discuss proofs of the existence of God and
other fun stuff. Although there's some controversy, most
scholars agree that Philo's view comes closest to Hume's
own.
* Essays Moral and Political (first ed. 1741–2)
A collection of pieces written over many years and
published in a series of volumes before being gathered
together into one near the end of Hume's life. The essays
are dizzying and even bewildering in the breadth of topics
they address. They range freely over questions of
aesthetic judgement, the nature of the British government,
love, marriage and polygamy, and the demographics of ancient
Greece and Rome, to name just a few of the topics considered.
However, certain important topics and themes recur, especially
the question of what constitutes "refinement" in matters of
taste, manners and morals. The Essays are written in clear
imitation of the Tatler and the Spectator, which Hume read
avidly in his youth.
* The History of England (1754–62)
This forms more a category of books than a single work, a
monumental history spanning "from the invasion of Julius
Caesar to the Revolution of 1688". This work brought Hume
the most fame during his own lifetime, going through over
100 editions. Many considered it the standard history of
England until the publication of Thomas Macaulay's own
monumental History of England.
